Completing a 401(k) Rollover

1. Open a traditional IRA account on the platform

2. Call the delivering firm with the client on the phone. The client will need to do a verbal confirmation of their identity.

3. Request for a check to be made out to:

TD Ameritrade Clearinghouse
FBO Client Name - Client's TD Account #

4. The Plan Administrator/custodian should mail the check directly to TD Ameritrade at the following addresses:

For overnight deliveries -
TD Ameritrade Institutional
7801 Mesquite Bend Drive Suite 112
Irving, TX 75063-6043

For regular deliveries -
TD Ameritrade Institutional
PO Box 650567
Dallas, TX 75265-0567

5. Upon receipt of the check, TD will deposit the funds into the client's IRA account as a rollover.