PLATFORM USER GUIDES

Settings & Configuration

• Reports & Queries in XYIS
• Notifications in XYIS
• Advisor & Tools Dashboards in XYIS
• Resetting a Client's Account
• Adding Clients to the Client Portal
• Summary of Orion Apps Available in XYIS

Adding Clients & Opening Accounts

• Opening a New Account
• XYIS Client Portal Preview
• XYIS Risk Tolerance Questionnaire
• Sample XYIS Proposal
• Householding in Orion
• Adding or Updating the Advisor Code on a TDAI Account

Contributions & Distributions

• Transferring funds from Betterment
• Completing a 401(k) Rollover
• Firms that Accept Electronic ACATS

Trading

• Viewing Model Assignment & Special Trade Instructions
• XYIS Trading Guidelines and Information

Fees & Billing

• Billing Audit Instructions
• XYIS Billing Process Overview
• Mock Billing and Reporting Process
• Sample Mock Bills
• Upload reports and invoices to the Client Portal
• Pricing Options

Requesting Service Items with XYIS

• New Account Form Explained
• How to Submit an ACAT Request
• Bank Transfer Request Instructions